overview

Module 1 Corporate Structures and Ownership

Module 2 Introduction to Corporate Governance and Other ESG Considerations

Module 3 Business Models & Risks

Module 4 Capital Investments

Module 5 Working Capital & Liquidity

Module 6 Cost of Capital-Foundational Topics

Module 7 Capital Structure

Module 8 Measure of Leverage

Module 1 Market Organization and Structure

Module 2 Security Market Indices

Module 3 Market Efficiency

Module 4 Overview of Equity Securities

Module 5 Introduction to Industry and company Analysis

Module 6 Equity Valuation: Concept and Basic Tool

Module 1 Fixed-Income Securities: Defining Elements

Module 2 Fixed-Income Markets: Issuance, Trading, and Funding

Module 3 Introduction to Fixed-Income Valuation

Module 4 Introduction to Asset-Backed Securities

Module 5 Understanding Fixed-Income Risk and Return

Module 6 Fundamentals of Credit Analysis

Module 1 Derivative Instrument and Derivative Market Features

Module 2 Forward Commitment and Contingent Claim Features and Instruments

Module 3 Derivative Benefits, Risks, and Issuer and Investor Uses

Module 4 Arbitrage, Replication, and the Cost of Carry in Pricing Derivatives

Module 5 Pricing and Valuation of Forward Contracts and for an Underlying with Varying Maturities

Module 6 Pricing and Valuation of Futures Contracts

Module 7 Pricing and Valuation of Interest Rates and Other Swaps

Module 8 Pricing and Valuation of Options

Module 9 Option Replication Using Put–Call Parity

Module 10 Valuing a Derivative Using a One-Period Binomial Model

Module 1 Categories, Characteristics, and Compensation Structures of Alternative Investments

Module 2 Performance Calculation and Appraisal of Alternative Investments

Module 3 Private Capital, Real Estate, Infrastructure, Natural Resources, and Hedge Funds

Module 1 Portfolio management overview

Module 2 Portfolio Risk and Return: Part Ⅰ

Module 3 Portfolio Risk and Return: Part Ⅱ

Module 4 Basic of Portfolio Planning and Construction

Module 5 The Behavioral Biases of Individuals

Module 6 Introduction to Risk Management

Module 7 Technical Analysis

Module 8 Fintech in Investment Management

Module 1 Ethics and Professionalism

Module 2 Code of Ethics and Standards of Professional Conduct

Module 3 Guidance for Standards I–VII

Module 4 Introduction to the Global Investment Performance Standards (GIPS)

Module 5 Ethics Application

Module 1 Introduction to Financial Statement Analysis

Module 2 Financial Reporting Standards

Module 3 Understanding Income Statements

Module 4 Understanding Balance Sheets

Module 5 Understanding Cash Flow Statements

Module 6 Financial Analysis Techniques

Module 7 Inventories

Module 8 Long-Lived Assets

Module 9 Income Taxes

Module 10 Long-Term Liabilities and Leases

Module 11 Financial Reporting Quality

Module 12 Financial Statement Analysis: Applications

Introduction

Module 1 Introduction to Financial Statement Analysis

Module 2 Financial Reporting Standards

Module 3 Understanding Income Statements

Module 4 Understanding Balance Sheets

Module 5 Understanding Cash Flow Statements

Module 6 Financial Analysis Techniques

Module 7 Inventories

Module 8 Long-Lived Assets

Module 9 Income taxes

Module 10 Long-Term Liabilities

Module 11 Financial reporting quality

Module 12 Applications of Financial Statement Analysis

overview

Module 1 Topics in Demand and Supply Analysis

Module 2 The Firm and Market Structures

Module 3 Aggregate Output, Prices, and Economic Growth

Module 4 Understanding Business Cycles

Module 5 Monetary and Fiscal Policy

Module 6 Introduction to Geopolitics

Module 7 International Trade and Capital Flows

Module 8 Currency Exchange Rates

Module 1 The Time Value of Money

Module 2 Organizing, Visualizing, and Describing Data

Module 3 Probability Concepts

Module 4 Common Probability Distributions

Module 5 Sampling and Estimation

Module 6 Hypothesis Testing

Module 7 Introduction to Linear Regression

計算機使用教程

1 - 計算器基本操作

2 - CFA考試用操作和功能

3 - CFA考試用功能的經(jīng)典例題

4 - CFA考試推薦設(shè)置

金融數(shù)學

CFA考前注意事項

金融英語

財務(wù)報表分析前導

2023年一級考綱變化

官方機考系統(tǒng)介紹

Module 1 The Time Value of Money

Module 2 Organizing, Visualizing, and Describing Data

Module 3 Probability Concepts

Module 4 Common Probability Distributions

Module 5 Sampling and Estimation

Module 6 Hypothesis Testing

Module 7 Introduction to Linear Regression

Module 1 Topics in Demand and Supply Analysis

Module 2 The Firm and Market Structures

Module 3 Aggregate Output, Prices, and Economic Growth

Module 4 Understanding Business Cycles

Module 5 Monetary and Fiscal Policy

Module 6 Introduction to Geopolitics

Module 7 International Trade and Capital Flows

Module 8 Currency Exchange Rates

Module 1 Introduction to Financial Statement Analysis

Module 2 Financial Reporting Standards

Module 3 Understanding Income Statements

Module 4 Understanding Balance Sheets

Module 5 Understanding Cash Flow Statements

Module 6 Financial Analysis Techniques

Module 7 Inventories

Module 8 Long-Lived Assets

Module 9 Income taxes

Module 10 Long-Term Liabilities

Module 11 Financial reporting quality

Module 12 Applications of Financial Statement Analysis

Module 1 Introduction to Financial Statement Analysis

Module 2 Financial Reporting Standards

Module 3 Understanding Income Statements

Module 4 Understanding Balance Sheets

Module 5 Understanding Cash Flow Statements

Module 6 Financial Analysis Techniques

Module 7 Inventories

Module 8 Long-Lived Assets

Module 9 Income Taxes

Module 10 Long-Term Liabilities and Leases

Module 11 Financial Reporting Quality

Module 12 Financial Statement Analysis: Applications

習題知識點匯總

Module 1 Corporate Structures and Ownership

Module 2 Introduction to Corporate Governance and Other ESG Considerations

Module 3 Business Models & Risks

Module 4 Capital Investments

Module 5 Working Capital & Liquidity

Module 6 Cost of Capital-Foundational Topics

Module 7 Capital Structure

Module 8 Measure of Leverage

Module 1 Market Organization and Structure

Module 2 Security Market Indices

Module 3 Market Efficiency

Module 4 Overview of Equity Securities

Module 5 Introduction to Industry and company Analysis

Module 6 Equity Valuation: Concept and Basic Tool

Module 1 Fixed-Income Securities: Defining Elements

Module 2 Fixed-Income Markets: Issuance, Trading, and Funding

Module 3 Introduction to Fixed-Income Valuation

Module 4 Introduction to Asset-Backed Securities

Module 5 Understanding Fixed-Income Risk and Return

Module 6 Fundamentals of Credit Analysis

Module 1 Derivative Instrument and Derivative Market Features

Module 2 Forward Commitment and Contingent Claim Features and Instruments

Module 3 Derivative Benefits, Risks, and Issuer and Investor Uses

Module 5 Pricing and Valuation of Forward Contracts and for an Underlying with Varying Maturities

Module 6 Pricing and Valuation of Futures Contracts

Module 7 Pricing and Valuation of Interest Rates and Other Swaps

Module 8 Pricing and Valuation of Options

Module 10 Valuing a Derivative Using a One-Period Binomial Model

Module 1 Categories, Characteristics, and Compensation Structures of Alternative Investments

Module 2 Performance Calculation and Appraisal of Alternative Investments

Module 3 Private Capital, Real Estate, Infrastructure, Natural Resources, and Hedge Funds

Module 1 Portfolio management overview

Module 2 Portfolio Risk and Return- Part I

Module 3 Portfolio Risk and Return- Part II

Module 4 Basics of Portfolio Planning and Construction

Module 5 The Behavioral Biases of Individuals

Module 6 Introduction to Risk Management

Module 7 Technical Analysis

Module 8 Fintech in Investment Management

Module 1 Ethics and Trust in the Investment Profession

Module 2 Code of Ethics and Standards of Professional Conduct

Module 3 Guidance for Standards I–VII

Module 4 Introduction to the Global Investment Performance Standards (GIPS)

Module 1 Analysis of Dividends and Share Repurchases

Module 2 Environmental, Social, and Governance (ESG) Considerations in Investment Analysis

Module 3 Cost of Capital: Advanced Topics

Module 4 Corporate Restructuring

Module 1 Equity Valuation: Applications and Processes

Module 2 Discounted Dividend Valuation

Module 3 Free Cash Flow Valuation

Module 4 Market-Based Valuation: Price and Enterprise Value Multiples

Module 5 Residual Income Valuation

Module 6 Private Company Valuation

Module 1 The Term Structure and Interest Rate Dynamics

Module 2 The Arbitrage-Free Valuation Framework

Module 3 Valuation and Analysis of Bonds with Embedded Options

Module 4 Credit Analysis Models

Module 5 Credit Default Swaps

Module 1 Pricing and Valuation of Forward Commitments

Module 2 Valuation of Contingent Claims

Module 1 Overview of Types of Real Estate Investment

Module 2 Investments in Real Estate through Private Vehicles

Module 3 Investments in Real Estate Through Publicly Traded Securities

Module 4 Private Equity Investments

Module 5 Introduction to Commodities and Commodity Derivatives

Module 1 Exchange-Traded Funds: Mechanics and Applications

Module 2 Using Multifactor Models

Module 3 Measuring and Managing Market Risk

Module 4 Backtesting and Simulation

Module 5 Economics and Investment Markets

Module 6 Analysis of Active Portfolio Management

Module 7 Trading Costs and Electronic Markets

Module 1 Code of Ethics and Standards of Professional Conduct

Module 2 Guidance for Standards I–VII

Module 3 Application of the Code and Standards: Level II

Module 1 Intercorporate Investments

Module 2 Employee Compensation: Post-Employment and Share-Based

Module 3 Multinational Operations

Module 4 Analysis of Financial Institutions

Module 5 Evaluating Quality of Financial Reports

Module 6 Integration of Financial Statement Analysis Techniques

Module 7 Financial Statement Modeling

Module 1 Intercorporate Investments

Module 2 Employee Compensation: Post-Employment and Share-Based

Module 3 Multinational Operations

Module 4 Analysis of Financial Institutions

Module 5 Evaluating Quality of Financial Reports

Module 6 Integration of Financial Statement Analysis Techniques

Module 7 Financial Statement Modeling

overview

Module 1 Currency Exchange Rates- Understanding Equilibrium Value

Module 2 Economic Growth and investment decision

Module 3 Economics of Regulation

Module 1 Basics of Multiple Regression and Underlying Assumptions

Module 2 Evaluating Regression Model Fit and Interpreting Model Results

Module 3 Model Misspecification

Module 4 Extensions of Multiple Regression

Module 5 Time-Series Analysis

Module 6 Machine learning ( ML )

Module 7 Big Data Projects

Module 1 Basics of Multiple Regression and Underlying Assumptions

Module 2 Evaluating Regression Model Fit and Interpreting Model Results

Module 3 Model Misspecification

Module 4 Extensions of Multiple Regression

Module 5 Time-Series Analysis

Module 6 Machine learning ( ML )

Module 7 Big Data Projects

Module 1 Currency Exchange Rates- Understanding Equilibrium Value

Module 2 Economic Growth and investment decision

Module 3 Economics of Regulation

Module 1 Intercorporate Investments

Module 2 Employee Compensation: Post-Employment and Share-Based

Module 3 Multinational Operations

Module 4 Analysis of Financial Institutions

Module 5 Evaluating Quality of Financial Reports

Module 6 Integration of Financial Statement Analysis Techniques

Module 7 Financial Statement Modeling

Module 1 Intercorporate Investments

Module 2 Employee Compensation: Post-Employment and Share-Based

Module 3 Multinational Operations

Module 4 Analysis of Financial Institutions

Module 5 Evaluating Quality of Financial Reports

Module 6 Integration of Financial Statement Analysis Techniques

Module 7 Financial Statement Modeling

Module 1 Analysis of Dividends and Share Repurchases

Module 2 Environmental, Social, and Governance (ESG) Considerations in Investment Analysis

Module 3 Cost of Capital: Advanced Topics

Module 4 Corporate Restructuring

Module 1 Equity Valuation: Applications and Processes

Module 2 Discounted Dividend Valuation

Module 3 Free Cash Flow Valuation

Module 4 Market-Based Valuation: Price and Enterprise Value Multiples

Module 5 Residual Income Valuation

Module 6 Private Company Valuation

Module 1 The Term Structure and Interest Rate Dynamics

Module 2 The Arbitrage-Free Valuation Framework

Module 3 Valuation and Analysis of Bonds with Embedded Options

Module 4 Credit Analysis Models

Module 5 Credit Default Swaps

Module 1 Pricing and Valuation of Forward Commitments

Module 2 Valuation of Contingent Claims

Module 2 Investments in Real Estate through Private Vehicles

Module 3 Investments in Real Estate Through Publicly Traded Securities

Module 4 Private Equity Investments

Module 5 Introduction to Commodities and Commodity Derivatives

Module 1 Exchange-Traded Funds: Mechanics and Applications

Module 2 Using Multifactor Models

Module 3 Measuring and Managing Market Risk

Module 4 Backtesting and Simulation

Module 5 Economics and Investment Markets

Module 6 Analysis of Active Portfolio Management

Module 7 Trading Costs and Electronic Markets

Module 2 Guidance for Standards I–VII

考綱解讀

Reading 1 The Behavioral Biases of Individuals

Reading 2 Behavioral Finance and Investment Processes

Reading 3 Capital Market Expectations, Part 1 Framework and Macro Considerations

Reading 4 Capital Market Expectations, Part 2 Forecasting Asset Class Returns

Reading 5 Overview of Asset Allocation

Reading 6 Principles of Asset Allocation

Reading 7 Asset Allocation with Real-World Constraints

Reading 8 Options Strategies

Reading 9 Swaps, Forwards, and Futures Strategies

Reading 10 Currency Management: An Introduction

Reading 11 Overview of Fixed- Income Portfolio Management

Reading 12 Liability- Driven and Index- Based Strategies

Reading 13 Yield Curve Strategies

Reading 14 Fixed- Income Active Management Credit Strategies

Reading 15 Overview of Equity Portfolio Management

Reading 16 Passive Equity Investing

Reading 17 Active Equity Investing: Strategies

Reading 18 Active Equity Investing: Portfolio Construction

Reading 19 Hedge Fund Strategies

Reading 20 Asset Allocation to Alternative Investments

Introduction

Reading 21 Overview of Private Wealth Management

Reading 22 Topics in Private Wealth Management

Reading 23 Risk Management for Individuals

Reading 24 Portfolio Management for Institutional Investors

Reading 25 Trade Strategy and Execution

Reading 26 Portfolio Performance Evaluation

Reading 27 Investment Manager Selection

Reading 28 Case Study in Portfolio Management Institutional

Reading 29 Case Study in Risk Management: Private Wealth

Reading 30 Integrated Cases in Risk Management: Institutional

Reading 31 Code of Ethics and Standards of Professional Conduct

Reading 32 Guidance for Standards I–VII

Reading 33 Application of the Code and Standards: Level III

Reading 34 Asset Manager Code of Professional Conduct

Reading 35 Overview of the Global Investment Performance Standards

Reading 1 The Behavioral Biases of Individuals

Reading 2 Behavioral finance

Reading 3 Capital Market Expectations, Part 1: Framework and Macro Considerations

Reading 4 Capital Market Expectations, Part 2: Forecasting Asset Class Returns

Reading 5 Overview of Asset Allocation

Reading 6 Principles of Asset Allocation

Reading 7 Asset Allocation with Real-World Constraints

Reading 8 Options Strategies

Reading 9 Swaps, Forwards, and Futures Strategies

Reading 10 Currency Management: An Introduction

Reading 11 Overview of Fixed-Income Portfolio Management

Reading 12 Liability-Driven and Index-Based Strategies

Reading 13 Yield Curve Strategies

Reading 14 Fixed-Income Active Management: Credit Strategies

Reading 15 Introduction to Equity Portfolio Management

Reading 16 Passive Equity Investing

Reading 17 Active Equity Investing:Strategies

Reading 18 Active Equity Investing:Portfolio Construction

Reading 19 Hedge Funds

Reading 20 Asset allocation to alternative investments

Reading 21 Overview of Private Wealth Management

Reading 22 Topics in Private Wealth Management

Reading 23 Risk Management for Individuals

Reading 24 Portfolio Management for Institutional Investors

Reading 25 Trade Strategy and Execution

Reading 26 Portfolio Performance Evaluation

Reading 27 Investment Manager Selection

Reading 32 Guidance for Standards I–VII

Reading 33 Application of the Code and Standards: Level III

Reading 34 Asset Manager Code of Professional Conduct

Reading 35 Overview of the Global Investment Performance Standards

Reading 1 The Behavioral Biases of Individuals

Reading 2 Behavioral Finance and Investment Processes

Reading 3 Capital Market Expectations, Part 1: Framework and Macro Considerations

Reading 4 Capital Market Expectations, Part 2: Forecasting Asset Class Returns

Reading 5 Overview of Asset Allocation

Reading 6 Principles of Asset Allocation

Reading 7 Asset Allocation with Real-World Constraints

Reading 8 Options Strategies

Reading 9 Swaps, Forwards, and Futures Strategies

Reading 10 Currency Management- An Introduction

Reading 11 Overview of Fixed- Income Portfolio Management

Reading 12 Liability- Driven and Index- Based Strategies

Reading 13 Yield Curve Strategies

Reading 14 Fixed- Income Active Management- Credit Strategies

Reading 15 Overview of Equity Portfolio Management

Reading 16 Passive Equity Investing

Reading 17 Active Equity Investing Strategies

Reading 18 Active Equity Investing Portfolio Construction

Reading 19 Hedge Funds

Reading 20 Asset allocation to alternative investments

Reading 21 Overview of Private Wealth Management

Reading 22 Topics in Private Wealth Management

Reading 23 Risk Management for Individuals

Reading 24 Portfolio Management for Institutional Investors

Reading 25 Trade strategy and execution

Reading 26 Portfolio performance evaluation

Reading 27 Investment manager selection

Reading 31&Reading 32 Guidance for Standards I–VII

Reading 34 Asset Manager Code of Professional Conduct

Reading 35 Overview of the Global Investment Performance Standards

Behavioral Finance

Capital Market Expectations

Asset Allocation and Related Decisions in Portfolio Management

Derivatives and Currency Management

Fixed-Income Portfolio Management

Equity Portfolio Management

Alternative Investments for Portfolio Management

Private Wealth Management

Portfolio Management for Institutional Investors

Trading, Performance Evaluation, and Manager Selection

Ethical and Professional Standards

1 - FRM與英語

2 - Grammar

3 - Financial Risk

4 - Financial Institute

5 - Financial Products

前言

計算器版本介紹

計算器初覽

小數(shù)點位設(shè)置

運算優(yōu)先級模式設(shè)置

期初期末模式設(shè)置

存儲調(diào)用操作

常用清除鍵操作

指數(shù)運算

對數(shù)、階乘、排列組合運算

泊松分布、二項分布運算

債券價格計算與日期函數(shù)運算

貨幣的時間價值運算

貨幣時間價值運算實務(wù)操作

貨幣時間價值運算不適用的情況

統(tǒng)計功能操作

常見的金融機構(gòu)

利率和債券

衍生品

債券

銀行組織架構(gòu)

銀行經(jīng)營模式

銀行財報

金融數(shù)學

考綱解讀

前言

1 - The Building Blocks of Risk Management

2 - How Do Firms Manage Financial Risk?

3 - The Governance of Risk Management

4 - Credit Risk Transfer Mechanisms

5 - Modern Portfolio Theory and Capital Asset Pricing Model

6 - The APT and Multifactor Models of Risk and Return

7 - Principles for Effective Data Aggregation and Risk Reporting

8 - Enterprise Risk Management and Future Trends

9 - Learning from Financial Disasters

10 - Anatomy of the Great Financial Crisis of 2007-2009

11 - GARP Code of Conduct

Briefing

1 - Fundamentals of probability

2 - Random variables

3 - Common Univariate Random Variables

4 - Multivariate Random Variables

5 - Sample moments

6 - Hypothesis Testing

7 - Linear Regression

8 - Regression with Multiple Explanatory Variables

9 - Regression Diagnosis

10 - Stationary Time Series

11 - Non-Stationary Time Series

12 - Measuring Returns, Volatility, and Correlation

13 - Simulation and Bootstrapping

14 - Machine-Learning Methods

15 - Machine Learning and Prediction

1 - Banks

2 - Insurance Companies and Pension Plans

3 - Funds Management

4 - Exchanges and OTC Markets

5 - Central clearing

6 - Interest Rates and Bonds

7 - Corporate Bonds

8 - Introduction to Derivatives

9 - Futures Markets

10 - Pricing Financial Forward and Futures

11 - Foreign Exchange Markets

12 - FRA and Interest Rate Futures

13 - Using Futures for Hedging

14 - Swaps

15 - Options Markets

16 - Properties of Options

17 - Trading Strategies

18 - Exotic Options

19 - Mortgages and Mortgage-Backed Securities

科目介紹

1 - Measures of Financial Risk

2 - Calculating and Applying VaR

3 - Measuring and Monitoring Volatility

4 - External and Internal Ratings

5 - Country Risk: Determinants, Measures, and Implications

6 - Measuring Credit Risk

7 - Operational Risk

8 - Stress Testing

9 - Pricing Conventions, Discounting, and Arbitrage

10 - Interest Rates

11 - Bond Yields and Return Calculations

12 - Applying Duration, Convexity, and DV01

13 - Modeling Non-Parallel Term Structure Shifts and Hedging

14 - Binomial Trees

15 - The Black-Scholes-Merton Model

16 - Option Sensitivity Measures: The “Greeks”

1 - Risk Management and Corporate Government

2 - Modern Portfolio Theory

3 - Learning From Financial Disasters

4 - The Anatomy of Subprime Crisis

Quantitative Analysis

1 - Financial Institutions and CCP

2 - Interest Rates and Bonds basics

3 - Forwards and Futures

4 - Swaps

5 - Options Markets

6 - Mortgage-Backed Securities

1 - Market Risk

2 - Credit Risk

3 - Operational Risk

4 - Bonds

5 - Options

風險管理基礎(chǔ)

數(shù)量分析

估值與風險模型

金融市場產(chǎn)品

全景模擬機考

考綱解讀

市場風險

信用風險

操作風險

0 - Introduction

1 - Estimate market risk measurement

2 - Non-parametric approaches

3 - ParametricApproaches (II):Extreme Value

4 - backtesting VaR

5 - VaR Mapping

6 - Messages from the Academic Literature on Risk Management for the Trading Book

7 - Correlation Basics:Definitions, Applications, and Terminology

8 - Empirical Properties of Correlation: How Do Correlations Behave in the Real World?

9 - Financial Correlation Modeling-Bottom-Up Approaches

10 - Empirical Approaches to Risk Metrics and Hedging

11 - The Science ofTerm Structure Models

12 - The Evolution of Short Rates and the Shape of the Term Structure

13 - The Art of Term Structure Model： Drift

14 - The Art of Term Structure Model Volatility and Distribution

15 - Volatility Smiles

16 - FundamentalReview of theTrading Book

1 - The credit decision

2 - The credit analyst

3 - Capital Structure in Banks

4 - Rating assignment methodologies

5 - Credit risk and credit derivatives

6 - Spread risk and default intensity models

7 - Portfolio credit risk

8 - Counterparty risk and beyond

9 - Netting, close-out and related aspects

10 - Margin(Collateral) and Settlement

11 - Future Value and Exposure

12 - CVA

13 - The evolution of stress-testing counterparty exposures

14 - Credit scoring and retail credit risk management

15 - Credit transfer markets and their implications

16 - An introduction of securitization

17 - Structured credit risk

18 - Understanding the securitization of subprime mortgage credit

Introduction

Introduction

1 - Introduction to Operational Risk and Resilience

2 - Risk Governance

3 - Risk Identification

4 - Risk Identification

5 - Risk Mitigation

6 - Risk Reporting

7 - Integrated Risk Management

8 - Cyber-Resilience: Range of Practices

9 - Case Study: Cyberthreats and Information Security Risks

10 - Sound Management of Risks Related to Money Laundering and Financing of Terrorism

11 - Case Study: Financial Crime and Fraud

12 - Guidance on Managing Outsourcing Risk

13 - Case Study: Third-Party Risk Management

14 - Case Study: Investor Protection and Compliance Risks in Investment Activities

15 - Supervisory Guidance on Model Risk Management

16 - Case Study: Model Risk and Model Validation

17 - Stress Testing Banks

18 - Risk Capital Attribution and Risk-Adjusted Performance Measurement

19 - Range of Practices and Issues in Economic Capital Frameworks

20 - Capital Planning at Large Bank Holding Companies

21 - Capital Regulation Before the Global Financial Crisis

22 - Solvency, Liquidity and Other Regulation After the Global Financial Crisis

23 - High-Level Summary of Basel Ⅲ Reforms

24 - Basel Ⅲ:Finalising Post-Crisis Reforms

introduction

1 - Liquidity Risk

2 - Liquidity and Leverage

3 - Early Warning Indicators

4 - The Investment Function in Financial-services Management

5 - Liquidity and Reserves Management Strategies and Policies

6 - Intraday Liquidity Risk Management

7 - Monitoring Liquidity

8 - The Failure Mechanics of Dealer Banks

9 - liquidity Stress Testing

10 - Liquidity Risk Reporting and Stress Testing

11 - Contingency Funding Planning

12 - Managing and Pricing Deposit Services

13 - Managing Non-deposit Liabilities

14 - Repurchase Agreements and Financing

15 - Liquidity Transfer Pricing: A Guide to Better Practice

16 - The US dollar Shortage in Global Banking and International Policy Response

17 - Covered Interest Parity Lost: Understanding the Cross-Currency Basis

18 - Risk Management for Changing Interest Rates: Asset-Liability Management and Duration Techniques

19 - Illiquid Assets

1 - Factor theory

2 - Factors

3 - Alpha (and the Low-Risk Anomaly)

4 - Portfolio Construction

5 - Portfolio Risk：Analytical Methods

6 - VaR and Risk Budgeting in Investment Management

7 - Risk Monitoring and Performance Measurement

8 - Portfolio Performance Evaluation

9 - Hedge Funds

10 - Performing Due Diligence on Specific Managers and Funds

11 - Predicting Fraud by Investment Managers

0 - current issues

1 - paper1

2 - paper2

3 - paper3

4 - paper4

5 - paper5

6 - paper6

7 - paper7

8 - paper8

1 - Estimating Market Risk Measures

2 - orrelation Basics

3 - The Science of Term Structure Models

4 - Volatility Smiles

1 - Basics of Credit Risk

2 - Credit Risk Measurements

3 - Counterparty Risk and Mitigations

4 - Credit Derivatives and Securitization

0 - introduction

1 - part 1

2 - part 2

3 - part 3

4 - part 4

1 - Factor Theory

2 - Factors

3 - Alpha (and the Low-Risk Anomaly)

4 - Portfolio Construction

5 - Portfolio Risk：Analytical Methods

6 - VaR and Risk Budgeting in Investment Management

7 - Risk Monitoring and Performance Measurement

8 - Portfolio Performance Evaluation

9 - Hedge Funds

10 - Performing Due Diligence on Specific Managers and Funds

11 - Detecting Fraud by Investment Managers

0 - topic0

1 - topic1

2 - topic2

3 - topic3

4 - topic4

5 - topic5

6 - topic6

7 - Topic7

8 - Topic8

9 - Topic9

10 - Topic10

11- Topic11

12 - Topic12

操作風險

金融時事分析

市場風險

流動性風險

投資風險

信用風險

全景模擬機考